![]() ![]() Hughe Duwayne Graham, Donald Lee Howard, and Larry Louis MatyasĬase Number: 20-cv-02505 (United States District Court for the Northern District of Ohio)ĭate of Qualifying Judgment/Order: September 22, 2021 Ibrahim Almagarby and Microcap Equity Group, LLCĬase Number: 17-cv-62255 (United States District Court for the Southern District of Florida)ĭate of Qualifying Judgment/Order: September 29, 2021 and Bertrand SchmittĪdministrative Proceeding File No.: 3-20549ĭate of Qualifying Judgment/Order: September 14, 2021 In the Matter of GTV Media Group, Inc., Saraca Media Group, Inc., and Voice of Guo Media, Inc.Īdministrative Proceeding File No.: 3-20537 O'MalleyĪdministrative Proceeding File No.: 3-20576ĭate of Qualifying Judgment/Order: September 20, 2021 Trevon Brown, Craig Grant, Joshua Jeppesen, Ryan Maasen, and Michael NobleĬase Number: 21-cv-04791 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: August 12, 2021 In the Matter of the Kraft Heinz Co., and Eduardo PelleissoneĪdministrative Proceeding File No.: 3-20523ĭate of Qualifying Judgment/Order: September 3, 2021Ĭase Number: 21-cv-07568 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: September 28, 2021Ĭase Number: 20-cv-08058 (United States District Court for the Central District of California)ĭate of Qualifying Judgment/Order: August 23, 2021 Todd Elliott Hitt, Kiddar Capital LLC, and Kiddar Group Holdings, Inc.Ĭase Number: 18-cv-01262 (United States District Court for the Eastern District of Virginia)ĭate of Qualifying Judgment/Order: September 7, 2021 ![]() Clark, Jr.Ĭase Number: 19-cv-01424 (United States District Court for the Eastern District of Virginia)ĭate of Qualifying Judgment/Order: September 15, 2021 Paul Gilman Oil Migration Group, LLC, WaveTech29, LLC and GilmanSound, LLCĬase Number: 18-cv-01421 (United States District Court for the Northern District of Texas)ĭate of Qualifying Judgment/Order: September 9, 2021Īdministrative Proceeding File No.: 3-20595ĭate of Qualifying Judgment/Order: September 24, 2021 ![]() Thomas Gity, Sr., Thomas Gity, Jr., and Treasure Coast Property Enterprises, LLCĬase Number: 20-cv-14342 (United States District Court for the Southern District of Florida)ĭate of Qualifying Judgment/Order: September 23, 2021 In the Matter of Rothschild Investment CorporationĪdministrative Proceeding File No.: 3-20541ĭate of Qualifying Judgment/Order: September 13, 2021 In the Matter of MML Investors Services, LLCĪdministrative Proceeding File No.: 3-20536ĭate of Qualifying Judgment/Order: September 10, 2021 SEC Office of the Whistleblower (c/o ENF-CPU) Until further notice, any Whistleblower Award Applications submitted by mail should be sent to the following address due to the mandatory telework posture at the SEC’s Washington, DC headquarters: We strongly encourage any WB-APPs to be submitted via fax at (703) 813-9322. Once a Notice of Covered Action is posted, individuals have 90 calendar days to apply for an award by submitting a completed Form WB-APP to the Office of the Whistleblower by midnight on the claim due date listed for that action. ![]() Subject to the Final Rules, individuals who voluntarily provided the SEC with original information after Jthat led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award. By posting a Notice for a particular case, we are not making any determinations either that (i) a whistleblower tip, complaint or referral led to the SEC opening an investigation or filing an action with respect to the case or (ii) an award to a whistleblower will be paid in connection with the case. The inclusion of a Notice means only that an order was entered with monetary sanctions exceeding $1 million. We post Notices of Covered Action for each SEC action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million. Whistleblower Award Applications can also be submitted by fax to (703) 813-9322. Until further notice, any Whistleblower Award Applications submitted by mail should be sent to the following address due to the mandatory telework posture at the SEC’s Washington, DC headquarters: SEC Office of the Whistleblower (c/o ENF-CPU) 14420 Albemarle Point Place, Suite 102, Chantilly, VA 20151-1750.
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